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Thought Development Inc. Charged by the SEC

On September 26, 2013, Thought Development Inc. was charged by the U.S. Securities and Exchange Commission with defrauding senior investors with high pressure tactics. According the SEC’s press release, TDI sold unregistered company stock to raise capital for their invention. The South Florida-based company, Thought Development Inc., claimed to have developed a technology that creates […]

October 2, 2013 , by Walter Mathews

McGinn Smith & Co. Charged by SEC

On September 23, 2013, 10 former brokers from McGinn Smith & Co. were charged by the U.S. Securities and Exchange Commission for their lack of due diligence in selling unregistered investment products. According to the SEC’s press release, the 10 brokers assisted in the $125 million Ponzi scheme by failing to properly disclose obvious issues […]

October 2, 2013 , by Walter Mathews

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These Are The 5 Most Prevalent Types of Stock Broker Misconduct

Investment in the stock market carries an inherent level of risk in exchange for the possibility of a better rate of return than with safer investments. However, sometimes losses are not caused by market forces, but by stock brokers behaving unethically or illegally. If your previously healthy portfolio starts underperforming and you cannot figure out […]

July 15, 2013 , by Walter Mathews

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When Stock Brokerages Engage in Unlawful Conduct

A stock broker buys and sells securities for individual and institutional clients. He or she may trade in securities for retirement funds, and if your company offers retirement investment plans to employees, you depend on your brokerage acting in your best interests. Mathews Giberson, LLP is a stock broker misconduct law firm that isn’t afraid […]

May 13, 2013 , by Walter Mathews

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Probate and Business Lawyers: Your Counsel of Choice in Many Legal Matters

A probate litigation lawyer helps solve disputes over wills and trusts, and guardianship over those legal entities. Probate lawyers are also helpful in matters of power of attorney and living wills. Business litigation lawyers are involved in resolving disputes that arise in the course of business. At Mathews Giberson, LLP we have considerable experience in […]

April 17, 2013 , by Walter Mathews

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