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25/11

SEC Defense Lawyer Brings Specialized Legal Expertise In Fort Lauderdale

There is a complicated set of regulations governing the securities industry, which, depending on the specific business, can be covered by about 50 different regulatory agencies, from the Securities Commission of each particular state to the Securities and Exchange Commission and any number of regional exchanges.

This means that occasionally, people get unfairly caught up in SEC lawsuits, or they find themselves facing harsh and unreasonable penalties. In such instances, it is absolutely essential to have a qualified and reliable SEC defense lawyer to fight for their client.

An Experienced Business Litigation Attorney

Mathews Giberson can help anyone who needs a business litigation attorney or an SEC defense lawyer in Fort Lauderdale and the surrounding area. To discuss your particular needs, Call Us At 954-463-1929 Today!

The regulatory complexities in the securities industry create many overlapping and similar regulations. This is simply the result of all of the thousands of people in the U.S. who are doggedly watching the industry, but it does create situations where it is easy for well-meaning professionals to find themselves unexpectedly caught up in a legal mess.

The goal of all of these regulations is aimed at promoting fair and full disclosure of information related to market trading, as well as financial reporting from public companies. That, at least, is the intention, though sometimes the regulations seem to go well beyond that particular goal.

Although it can be very difficult to know and understand the full measure of regulations, in most instances a policy of full disclosure will be enough to prevent regulatory problems. Unfortunately, securities fraud investigations happen sometimes even to innocent people, and honest mistakes can lead to a whole lot of trouble for otherwise well-meaning people.

These types of investigations can last for years and involve a lengthy legal process before a grand jury. It can be a daunting experience, which is why a qualified defense attorney is such a vital component for getting through it.

Specialized Expertise

If your company, a loved one, or you have been contacted by law enforcement about a securities fraud investigation , you need to obtain an experienced SEC defense attorney right away. It is possible to achieve a good outcome and fight the charges against you. It just requires the right legal expertise and a tenacious law firm that won’t give up.

Mathews Giberson specializes in many areas of business litigation, including SEC law. If you need a qualified business litigation attorney in Fort Lauderdale, Call Us At 954-463-1929 Today!

November 25, 2013 , by Walter Mathews

Please contact us at 954-463-1929 to discuss your particular needs. We look forward to hearing from you.